SIE (Securities Industry Essentials) Practice Exam

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Recommending a limited partnership DPP investment to a customer would be a defendable recommendation for a client:

  1. Only if the client has a high net worth

  2. Only if the client has expressed interest in real estate

  3. Only if the client seeks tax advantages

  4. Any of the above

The correct answer is: Any of the above

It would be defendable to recommend a limited partnership DPP investment to a client regardless of their net worth, interest in real estate, or desire for tax advantages. This option encompasses all of the other choices and does not exclude any specific qualifications. Therefore, it is the most suitable and accurate answer. Recommending the investment solely based on a high net worth (option A), expressed interest in real estate (option B), or desire for tax advantages (option C) could potentially be considered narrow or biased recommendations. The best recommendation would consider all relevant factors and take into account the client's individual situation and goals.

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